The Financial Industry Regulatory Authority arbitrators grant “straight-in” expungement requests 90% of the time, according to an updated study released Tuesday by the Public Investors Advocate Bar ...
Driven by concerns that it’s been too easy to for brokers to expunge consumer disputes from its records, FINRA is amending its procedures. Customer disputes and complaints from a broker’s disciplinary ...
On April 12, 2023, the SEC approved FINRA’s proposed expungement overhaul, a process that started in earnest in December 2017. See Release No. 34-97294; File No. SR-FINRA-2022-024. The latest rule ...
More than 1,300 Big Island residents had a low-level drug arrest wiped from their record last year, and many of them may not ...
Salt Lake City police on Friday announced that they have expunged more than 74,000 criminal records, clearing a massive backlog that had built up over the past two years. That backlog ballooned after ...
CRANSTON, R.I. (WPRI) — R.I. Attorney General Peter Neronha hosted an expungement clinic Thursday evening in hopes of giving some Rhode Islanders a second chance. The expungement clinic was an ...
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