Two Wall Street titans are shelling out a combined $60 million to the U.S. Securities and Exchange Commission for allegedly serving their own interests at the detriment of clients.
The SEC's first closed meeting under Acting Chair Mark Uyeda may influence the ongoing Ripple lawsuit, with experts speculating a possible settlement.
This Client Alert provides an overview of new developments and highlights key considerations for calendar year-end public companies preparing
President Donald Trump has elevated Republican Commissioner Mark Uyeda to take over the SEC from a now-departed Gary Gensler.
The upstart brokerage agreed to pay the Securities and Exchange Commission for failing to protect sensitive customer data, among other infractions.
Coinbase has petitioned the U.S. Second Circuit Court of Appeals to have secondary crypto transactions deemed not securities.
In a Tuesday filing, lawyers for Coinbase argued that their case offered “the single best opportunity” to decide how to regulate secondary crypto trading.
BlackRock CEP Larry Fink advocates for tokenization of bonds and stocks, citing efficiency, transparency, accountability and cost savings.
The Securities Exchange Commission has filed suit against Elon Musk, alleging that he violated securities law.
Cleary Gottlieb’s Adam Fleisher explains why the securities law framework needs simplification with a new approach to company registration.
The U.S. Securities and Exchange Commission must now thoroughly 'explain itself' for refusing to grant Coinbase.'s formal request that the agency
A single sentence disagreeing with the main concerns of a rulemaking petition is conclusory and does not provide us with any assurance that the SEC considered Coinbase’s workability objections, nor does it explain how it accounted for them,