Two Wall Street titans are shelling out a combined $60 million to the U.S. Securities and Exchange Commission for allegedly serving their own interests at the detriment of clients.

President Donald Trump has elevated Republican Commissioner Mark Uyeda to take over the SEC from a now-departed Gary Gensler.

The upstart brokerage agreed to pay the Securities and Exchange Commission for failing to protect sensitive customer data, among other infractions.

BlackRock CEP Larry Fink advocates for tokenization of bonds and stocks, citing efficiency, transparency, accountability and cost savings.

Cleary Gottlieb’s Adam Fleisher explains why the securities law framework needs simplification with a new approach to company registration.

The U.S. Securities and Exchange Commission filed an enforcement action alleging the Chicago-based firm tried to cover up illegal sales of oil and gas company stock.

The U.S. Securities and Exchange Commission must now thoroughly 'explain itself' for refusing to grant Coinbase.'s formal request that the agency

The Securities Exchange Commission has filed suit against Elon Musk, alleging that he violated securities law.

A single sentence disagreeing with the main concerns of a rulemaking petition is conclusory and does not provide us with any assurance that the SEC considered Coinbase’s workability objections, nor does it explain how it accounted for them,

Transaction will strengthen the balance sheet and provide a funding package of up to $30 million to progress to the Final Investment Decision (FID)

The Schall Law Firm, a national shareholder rights litigation firm, reminds investors of a class action lawsuit against Visa Inc. ("Visa" or "the Company") (NYSE:V) for violations of 10(b) and 20 ...

This case is just one of several ongoing legal challenges for Binance. In mid-2023, the U.S. Securities and Exchange Commission (SEC) filed a lawsuit against Binance and Changpeng Zhao, accusing the company of offering illegal services to U.S. customers.