(5) "Retail communication" means any written (including electronic) communication that is distributed or made available to more than 25 retail investors within any 30 calendar-day period.

A written or electronic communication sent to more than 25 retail investors within a 30-day period is considered a retail communication. FINRA focuses more closely on these communications because …

Nov 23, 2024 · Retail Communication is defined by FINRA as any written (including electronic) communication distributed to more than 25 retail investors within any 30-calendar-day period.

Aug 31, 2021 · Retail communication involves any written communication, including electronic communications, delivered to or made available to more than 25 retail investors during any 30 …

Jul 16, 2020 · FINRA Rule 2210 (a) (5) defines “retail communication” to mean any written or electronic communication that is distributed or made available to more than 25 retail investors within any 30...

Rule 2210 defines retail communication as “any written (including electronic) communication that is distributed or made available to more than 25 retail investors within any 30 calendar-day period.”1 …

“Retail communication” means any written (including electronic) communication that is distributed or made available to more than 25 retail investors within any 30 calendar day period.

Retail communications are subject to definition of “research report” under FINRA the most stringent requirements.

Retail communication refers to any written or electronic communication distributed or made available by a financial firm to more than 25 retail investors within any 30-calendar day period.

If it is provided to 25 or fewer retail investors, the written materials are correspondence; if provided to more than 25 retail investors, the written materials are a retail communication.